Dual Control and Estimation for Batteries

This paper was a joint project between the Safe Autonomous Systems Lab and Argonne National Laboratory. Here, we focused on the simultaneous improvement of both estimation and control for battery systems using nonlinear MPC and stochastic optimal control in systems with highly nonlinear observational models (i.e. SOC-OCV curves for batteries). This is achieved through deriving a deterministic surrogate to the stochastic optimal control cost, parametrized by the mean and covariance of the state of charge of the system’s batteries. Although our parametrization is independent of the type of filter, we adopt the extended Kalman filter to approximate these statistics, due to its simplicity. We then use a randomized linear parameter-varying model predictive control approximation to solve for the control trajectory. We report an improvement in control and state estimation that is more pronounced for batteries with open circuit voltage models that deviate further from linearity with respect to the state of charge, such as lithium-sulfur batteries.